Compliance guides.

Putting a proportionate AML framework in place means turning abstract legal duties into everyday gestures: internal policy, identification of the ultimate beneficial owner, client risk scoring, ongoing diligence, reports to the CTIF, archiving and training. This category gathers the step-by-step guides for structuring those gestures in a practice, a finance department or an accounting firm, with the pitfalls we have seen at our clients': systematically over-classifying PEPs, stale UBO files, no trigger threshold for enhanced diligence, insufficient separation between the AMLCO and the front office.